CFTC Proposes CTA And Others To Register With NFA

The CFTC recently proposed a mandate that Commodity Trading Advisors, Commodity Pool Operators and Introducing Brokers register with a Registered Futures Association.

CFTC’s new proposal is intended to align with the recent changes made to the Commodities Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act as well as the Commission’s authority to regulate swaps.

Futures and swap...

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