Multiple Undisclosed SEC Probes At EMC And VMWare

We offer questions to ask of EMC, VMWare, or any banker promoting anything related to a deal here.

Facts of Interest or Concern:

• We’ve been steadily tracking undisclosed SEC investigative activity at EMC since Nov-2012. For VMWare it’s Nov-2013.
• As recently as 03-Aug-2015, the SEC confirmed EMC’s involvement in on-going enforcement proceedings that remain undisclosed. In Apr-2014, and again in May-2015, the SEC had previously confirmed EMC’s involvement in on-going enforcement proceedings that were undisclosed at the time.
• In May-2014, and again in Mar-2015, the SEC had confirmed VMWare’s involvement in on-going enforcement proceedings that were undisclosed at the time. We are awaiting word from the SEC to update this data point.

A confirmed investigation is the highest standard we can achieve regarding undisclosed SEC...