As changes in Securities and Exchange rules on general solicitation and advertising have evolved, allowing more general solicitation of investors that were previously restricted under what was known as Regulation D filings, new platforms for identifying and distributing such investments are being launched. This includes the ACE Portal / NYSE platform.
Opportunities in the new investment portal
In the latest issue of Opalesque Private Equity Strategies, Roger Mulvihill, with the Dechert, LLP law firm, outlines the opportunity.
Previously Regulation D offerings limited alternative investments such as private placements to a limited number of clients with which a hedge fund had previous knowledge. Contacts with people...


