Watch Out, The Compliance Officer Listening To Your Conversation May Be A Computer

Mark Melin

Published onSeptember 5, 2017

Updated on May 14, 2021

One component of the forthcoming ESMA MiFID II regulations that hasn’t received the headlines that the impact on research has received is the mandate to record “electronic communication.” Like much of the preparedness levels for the sweeping regulations set to impact the financial services industry come January 2018, clarity can be wanting. As the deadline approaches, automated recording systems and artificial intelligence could work to solve the problem in a post big brother world.

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Big brother car speed limits manndatory ESMA MiFID II — Photo by Skley

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Mark Melin

Mark Melin is an alternative investment practitioner whose specialty is recognizing the impact of beta market environment on a technical trading strategy. A portfolio and industry consultant, wrote or edited three books including High Performance Managed Futures (Wiley 2010) and The Chicago Board of Trade’s Handbook of Futures and Options (McGraw-Hill 2008) and taught a course at Northwestern University's executive education program.

Watch Out, The Compliance Officer Listening To Your Conversation May Be A Computer

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