Guest post on the topic of Hedge Fund Compliance Risk by Stephen Anikewich, Head of U.S. Compliance, NICE Actimize (full bio at the bottom)
Hedge fund compliance risk management is being revised and reinvented, driven by a set of interrelated dynamics connected to regulations and operations, as well as their own cultural DNA and business focus. One could easily make the argument that hedge funds are subject to a far more encompassing, complicated, and complex regulatory framework than their counterparts on the sell side.
2016 Hedge Fund Letters
As we enter the New Year, one trend that we see clearly...